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Community Resources >> Whitepapers >> Managing Conflicts of Interest

Community Resources

30
Sep
2014

Managing Conflicts of Interest


Read this whitepaper to gain insights into:

  • understanding the five steps to designing a thorough and effective, yet practical, conflicts of interest policy
  • training all levels of staff and management
  • deploying disclosure questionnaires to increase transparency
  • reporting that engages senior management and the Board
  • improving business ethics over the long term 

Whitepaper synopsis:

In this whitepaper SAI Global authors Colin Cambell and Paula Davis provide compliance officers with a 5-step comprehensive, realistic approach to conflicts of interest management.  This approach goes beyond compliance with mandatory reporting requirements and takes conflicts of interest policy management to the next level - meeting the challenge of ensuring that the company’s ethical standards are communicated to employees and that any potential or actual violations are disclosed to and reviewed by appropriate staff.

Additional Info

  • File_Path: http://compliance.saiglobal.com/assets/whitepapers/SAI-GLOBAL-whitepaper-managing-conflicts-of-interest.pdf
  • Manticore_ID: 19104

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